If you’re looking to make an IMI submission, here are the top 7 items required:
- IMI Proposal form and schedule of funds addendum.
- Offer Documents for each fund listed in the ‘schedule of funds addendum’.
- Information Memorandum (IM)
- Product Disclosure Document (PDS)
- Prospectus
- Mandate agreement (template draft is fine)
- Performance Data – Recent Quarterly Investor Reports for each fund/trust.
- Financials – For both the Company and the Funds.
- Covid-19 Questionnaire.
- Confirmation of no correspondence of investigation by the Royal Commission into the Misconduct in the Banking, Superannuation & Financial Services Industry.
- Claims / Compliance information.