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Overview
Financial Institutions insurance protects finance professionals exposed to the risk of litigation from regulators, investors and clients.
What does this cover include?
The following claims made based policies are available:
- Investment Managers’ Insurance – specifically for investment and fund managers
- Professional Liability Insurance
- Directors’ and Officers’ Liability Insurance
- Crime Insurance
- Excess of Loss Layers
Key Benefits
- Broad product offering consisting of Professional Liability, Directors’ and Officers’, and Crime
- A wide range of automatic and optional extensions available
- Excess layer capabilities
Preferred Industries
- Corporate Advisors
- Family Offices
- Fund Managers
- Investment Managers
- Private Equity Firms
- Securities Brokers
- Venture Capital
Automatic Extensions
- Investment Managers’ Insurance Automatic Extensions
- Cover 1 – Professional Liability
- ASIC Act
- Breach of Confidentiality
- Competition and Consumer Act
- Continuous Cover
- Deemed Employees
- Defamation
- Extended Reporting Period
- External Dispute Resolution
- Fraud and Dishonesty
- Intellectual Property Rights
- Interference with Privacy
- Joint Ventures
- Limitation of Liability Contracts
- Loss of Documents
- New Disclosure Documents
- New Funds
- New Subsidiaries
- Period of Grace
- Professional Inquiries
- Public Relations Costs
- Spouses, Estates and Representatives
- Vicarious Liability
- Cover 2 – Management Liability
- Additional Limit for Non-Executive Directors
- Continuous Cover
- Cyber Privacy and Confidentiality
- Emergency Costs and Expenses
- Environmental Reporting Breach
- Extended Reporting Period
- Former Directors and Officers
- Insured Persons’ Protection Cover
- Internet Liability Breach
- Management Inquiries
- New Disclosure Documents
- New Funds
- New Subsidiaries
- OH&S Costs and Expenses
- Outside Directorships
- Pecuniary Penalties
- Period of Grace
- Pollution Costs and Expenses
- Public Relations Costs
- Shareholder Pollution Claims
- Spouses, Estates and Representatives
- Tax Liability
- Cover 3 – Crime
- Continuous Cover
- Extortion Expenses
- Funds Erroneously Transferred
- Interest Receivable or Payable
- Legal Fees
- Loss Establishment Costs
- New Funds
- New Subsidiaries
- Period of Grace
- Public Relations Costs
- Software Reconstitution Costs
- Crime Insurance Automatic Extensions
- Continuous Cover
- Extortion Expenses
- Funds Erroneously Transferred
- Interest Receivable or Payable
- Legal Fees
- Loss Establishment Costs
- New Subsidiaries
- Period of Grace
- Public Relations Costs
- Software Reconstitution Costs
- Professional Liability Insurance Automatic Extensions
- Advancement of Costs and Expenses
- Compensation for Court Attendance
- Competition and Consumer Act
- Confidentiality and Privacy
- Contractual Liability
- Continuous Cover
- Costs and Expenses in Addition
- Defamation, Libel and Slander
- Dishonesty
- Extended Reporting Period
- Free Legal Consultation
- Inquiries
- Intellectual Property
- Joint Ventures
- Liability for Acts, Errors or Omissions of Contractors, Consultants and Agents
- Liquidated Damages
- Loss of Documents
- Mitigation of Loss
- Newly Acquired Subsidiary
- Public Relations Expenses
- Reinstatement of the Limit of Liability
- Run-off Cover if the Insured Ceases to Exist or Operate
- Sixty Day Reporting Period
- Spousal Liability
- Statutory Liability
- Directors’ and Officers’ Liability Insurance Automatic Extensions
- Additional Limit for Non-Executive Directors
- Continuous Cover
- Cyber Privacy and Confidentiality
- Emergency Costs and Expenses
- Environmental Reporting Breach
- Extended Reporting Period
- Former Directors and Officers
- Insured Persons’ Protection Cover
- Internet Liability Breach
- Management Inquiries
- New Subsidiaries
- OH&S Costs and Expenses
- Outside Directorships
- Pecuniary Penalties
- Directors’ and Officers’ Liability Insurance Automatic Extensions
- Additional Limit for Non-Executive Directors
- Continuous Cover
- Cyber Privacy and Confidentiality
- Emergency Costs and Expenses
- Environmental Reporting Breach
- Extended Reporting Period
- Former Directors and Officers
- Insured Persons’ Protection Cover
- Internet Liability Breach
- Management Inquiries
- New Subsidiaries
- OH&S Costs and Expenses
- Outside Directorships
- Pecuniary Penalties
Contacts
Excess Wording - Please contact Keystone for a copy of the latest Wording.
Directors and Officers Wording - Please contact Keystone for a copy of the latest Wording.
Financial Institutions Crime Wording - Please contact Keystone for a copy of the latest Wording.
Financial Institutions Professional Liability Wording - Please contact Keystone for a copy of the latest Wording.